Dominic Thomas DeBruin (Donnie DeBruin) – Financial Advisor/Broker Donnie DeBruin Barred from Securities Industry

Dominic Thomas DeBruin (Donnie DeBruin) – Financial Advisor/Broker Donnie DeBruin Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Donnie DeBruin (Donnie DeBruin) CRD #2395555

Donnie DeBruin was a previously licensed financial advisor/broker with LPL Financial LLC. FINRA reports that Donnie DeBruin was barred from the securities industry in November 2016.

According to FINRA: 

Donnie DeBruin consented to the sanction and to the entry of findings that Donnie DeBruin refused to provide information and documents and refused to appear for an on-the-record testimony as requested by FINRA. The findings stated that DeBruin’s member firm filed a Form U5 reporting that he was under internal review for depositing a client’s funds, which related to potential private securities transactions undisclosed to the firm, into a bank account DeBruin controlled. FINRA thereafter began an investigation, into the purported misconduct reported in the Form U5, and requested DeBruin to provide information and documents and to appear for on-the-record testimony.

Goodman & Nekvasil, P.A. May Recover Investor Losses

If you lost money on investments with DeBruin and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning DeBruin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with DeBruin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 7/8/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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