Daniel Vatterott – Suspended by FINRA – May Recover Losses

Daniel Vatterott – Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Losses

FINRA suspended Daniel Vatterott.

Daniel Vatterott
CRD#: 1263265

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

DANIEL HERNAN VATTEROTT (CRD#: 1263265), a registered broker for OPPENHEIMER & CO. INC., in ST. LOUIS, MO, was suspended from the securities industry. FINRA’s findings allege that he caused his member firm to maintain inaccurate books and records by falsifying the representative code for trades in his firm’s order entry system, causing the trade confirmations to show an inaccurate representative code.

CRD#: 1263265

Daniel Vatterott Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/25/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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