Cody Rock, Financial Advisor Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Cody Rock, Cody Michael Rock #6443924
Cody Rock was licensed with State Farm VP Management Company from 2015 until 2017. State Farm VP Management Company reported to FINRA that Cody Rock was permitted to resign on September 1, 2017.
Cody Rock was barred from the securities and investment banking industry on March 26, 2018. FINRA reports that Cody Rock consented to the sanction and to the entry of findings that Cody Rock refused to provide FINRA with requested documents and information in connection with an investigation into the circumstances surrounding Cody Rock’s separation from Cody Rock’s member firm.
If you lost any money on investments with Cody Rock, you may be able to recover your losses from State Farm VP Management Company This is because State Farm VP Management Company had a duty to supervise Cody Rock.
If you lost money on investments with Cody Rock and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against State Farm VP Management Company concerning Cody Rock’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Cody Rock and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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