Christopher Roumayeh – Financial Advisor/Broker Christopher Roumayeh Suspended from the Securities Industry | Recover Losses

Christopher Roumayeh – Financial Advisor/Broker Christopher Roumayeh Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Christopher Roumayeh CRD #4510051

Christopher Roumayeh was a previously licensed financial advisor with Merrill Lynch. FINRA reports that Christopher Roumayeh was suspended from the securities industry for 21 months beginning in June 2020.

According to FINRA Allegations:

Roumayeh consented to the sanctions and to the entry of findings that he engaged in outside business activities without providing prior written notice to his member firm. The findings stated that Roumayeh and a firm customer purchased a franchise involved in the professional video gaming industry. As the owner, Roumayeh managed the franchise’s day-to-day operations. Roumayeh also formed corporate entities related to the franchise’s operations, served as an officer and director for them, and solicited prospective investors in the franchise. Roumayeh concealed his relationship with the entities by forming them in his wife’s name and named her as the sole authorized representative on an entity’s bank account. In addition, Roumayeh formed and managed a separate limited liability company that he purchased commercial real estate through. Roumayeh also made false statements to the firm on annual compliance questionnaires concerning his outside business activities. The findings also stated that Roumayeh participated in a private securities transaction without providing prior written notice to or receiving approval from his firm. Roumayeh solicited and facilitated the investment of a publicly traded company in the franchise. Roumayeh’s participation included identifying other potential investors, responding to questions from the company during its due diligence, and negotiating the terms and structure of the company’s investment. To facilitate the company’s $5.5 million investment, Roumayeh formed a new holding company that he sold and issued shares of preferred stock to the company through.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Christopher Roumayeh and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Christopher Roumayeh’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Christopher Roumayeh and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 8/6/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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