California Securities Arbitration Attorney – Goodman & Nekvasil, P.A., May Recover Investor Losses
Do you need a California Securities and Investment Fraud FINRA Arbitration Attorney?
The securities attorneys at Goodman & Nekvasil, P.A. represent individuals in securities arbitration before the Financial Industry Regulatory Authority (FINRA). Our investment fraud attorneys handle securities arbitrations in California.

California Securities Attorneys
Goodman & Nekvasil P.A.
We Represent Harmed Investors
Victims we represent have suffered substantial financial losses in their portfolios. Many of our clients have difficulty understanding where their funds have gone and how their broker allowed such losses to occur. The current value of their investments are often unknown when they contact Goodman & Nekvasil. Our investment fraud attorneys can help the client understand if they have a potential FINRA claim.
Investors in California are protected by industry rules that prohibit brokers from engaging in fraud:
- FINRA oversees and regulates all broker-dealers in the United States. FINRA, in conjunction with the Securities and Exchange Commission (SEC) also creates and enforces the securities laws.
In many cases, broker-dealers and investment advisers sell alternative, high-risk investment products in order to garner large commissions. These risky investments are only appropriate for a small group of sophisticated investors willing to endure excessive losses.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/16/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.