Bill Addison Has An Investor Complaint – May Recover Investor Losses

Bill Addison Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

Columbia, South Carolina financial advisor Bill Addison (CRD# 6152328) allegedly recommended unsuitable investments, according to a recent investor complaint. FINRA records show that he is a broker with LPL Financial and an investment advisor with Independent Advisor Alliance, doing business as First Community Financial Consultants.

Mr. Addison’s BrokerCheck report discloses one investor complaint. Filed in July 2023, it alleges that as an LPL Financial representative, he recommended an unsuitable investment in an Athene SEP IRA indexed annuity. The pending complaint alleges damages of $700,000.

According to the Financial Industry Regulatory Authority, Bill Addison holds ten years of securities industry experience. He has been a broker with LPL Financial since 2013 and an investment advisor with Independent Advisor Alliance since 2017. His credentials include the passage of five securities industry qualifying exams: the Investment Company Products/Variable Contracts Representative Examination, or Series 6; the General Securities Representative Examination, or Series 7; the Securities Industry Essentials Examination, or SIE; the Uniform Securities Agent State Law Examination, or Series 63; and the Uniform Investment Adviser Law Examination, or Series 65. He is licensed in Florida, Georgia, Michigan, New Mexico, North Carolina, South Carolina, and Texas.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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