Allen Hershberg Barred from Selling Securities | May Recover Investor Losses

Allen Hershberg Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses

Northstar Financial Services (Bermuda) Investigation

Allan Hershberg Investigation

Allen Hershberg a/k/a Allen Israel Hershberg (CRD#: 1112312)  Is Barred from Selling Securities

Goodman & Nekvasil, P.A. is investigating Allen Hershberg, formerly with Morgan Stanley.

Allen Hershberg consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA. The findings stated that the Form U5 disclosed that the firm permitted Hershberg to resign due to concerns regarding his unapproved outside real estate investments.  The findings also raise concerns regarding Allen Hershberg’s recommendation of those same outside real estate investments to firm clients and others, including through the limited liability companies he created.

Goodman & Nekvasil, P.A. May Recover Investor Losses

If you lost any money on investments with Allen Hershberg, you may be able to recover your losses.  If you believe that the investments may have been unsuitable, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action. There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis.

Goodman & Nekvasil, P.A. has recovered more than $400 million on behalf of victimized investors. If you lost money on investments and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained on 6/29/23 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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