Allan Perry Montalbano (Allan Montalbano) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Allan Montalbano | Goodman & Nekvasil P.A., May Recover Investor Losses
Allan Montalbano is a previously registered financial advisor/broker with Worden Capital Management LLC, Four Points Capital Partners LLC, and National Securities Corporation. According to Allan Montalbano’s BrokerCheck Report, thirteen customer disputes have been filed alleging sales practice violations against Allan Montalbano. The four most recent customer disputes that have been filed alleging sales practice violations against Allan Montalbano are listed below.
Customer Dispute (6/26/2020): Allegations against Allan Montalbano include unsuitable recommendations with unsuitable concentrations, and unreasonable commissions. This customer dispute is currently pending and seeks $543,163 in damages.
Customer Dispute (8/27/2018): Allegations against Allan Montalbano include breach of fiduciary duty, negligence, negligent misrepresentation, and breach of contract. This customer dispute settled for $180,000.
Customer Dispute (9/7/2017): Allegations against Allan Montalbano include churning, unsuitability, breach of fiduciary duty, common law fraud, breach of contract, and negligent supervision. This customer dispute settled for $15,000.
Customer Dispute (4/28/2017): Allegations against Allan Montalbano include negligence, misrepresentation, breach of fiduciary duty, and breach of contract. This customer dispute settled for $160,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Allan Montalbano, you may be able to recover your losses. If you lost money on investments with Allan Montalbano and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Allan Montalbano’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Allan Montalbano and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 11/30/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.