Abdul Rahmani – Financial Advisor/Broker Barred by FINRA | Recover Investment Losses

Abdul Rahmani – Financial Advisor/Broker Barred by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses

Abdul Rahmani a/k/a Abdul Matin Rahmani CRD #4269583

Abdul Rahmani is a previously licensed financial advisor with Joseph Stone Capital LLC. Abdul Rahmani was previously licensed with Worden Capital Management LLC. According to Rahmani’s BrokerCheck Report, Rahmani was barred by FINRA in November 2021.

According to FINRA: 

Rahmani consented to the sanction and to the entry of findings that he engaged in outside business activities (OBAs) through and on behalf of an entity that advertised its business as marketing and selling shares of pre-initial public offering (IPO) companies to investors without providing prior written notice to his member firm. The findings stated that Rahmani acted as an employee or independent contractor for the entity by soliciting prospective investors, meeting with at least one prospective investor, using an entity email account and using a debit card to withdraw funds from a bank account associated with the entity. In addition, Rahmani told the firm that he was not involved in the entity. The findings also stated that Rahmani provided incomplete information to FINRA in written responses by failing to cooperate with its investigation of his undisclosed OBAs. Although FINRA requested that Rahmani identify all email addresses he used, as well as all bank accounts he controlled, Rahmani failed to disclose an email address that he used with an entity domain name. Rahmani also failed to disclose the existence of four bank accounts that he opened at approximately the same time the entity was formed. The findings also included that Rahmani provided false or misleading information to FINRA during on-the-record testimony. Rahmani testified that he had no involvement with the entity, that he never used an email address associated with the entity, despite the fact that he had already produced to FINRA emails sent to and from his email account with an entity domain name, and that he had closed multiple bank accounts that he initially failed to disclose to FINRA. FINRA found that Rahmani failed to provide information and documents requested by FINRA. Following Rahmani’s on-the-record testimony, FINRA continued its investigation and requested information and documents pertaining to the bank accounts that Rahmani opened. Rahmani failed to provide FINRA with all the requested information or documents for two of the four accounts and failed to provide any information or documents whatsoever related to the remaining two accounts.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Abdul Rahmani and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Abdul Rahmani’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Abdul Rahmani and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 11/4/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.


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