William Downing - Bill Downing, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | William Glenn Downing - Bill Downing, Financial Advisor Barred from Securities Industry
Bill Downing was previously licensed with Coastal Equities, Inc. and J.W. Cole Financial, Inc. FINRA reports that Bill Downing was barred from the securities industry on August 20, 2018.
ACCORDING TO FINRA: Bill Downing failed to respond to FINRA request for information.
FINRA also reports that a customer dispute involving Bill Downing’s conduct was settled. FINRA reports that clients alleged unsuitable and excessive trades were made by Bill Downing. FINRA reports that this dispute was settled for $385,000.
If you lost money on investments with Bill Downing and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bill Downing’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bill Downing and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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