Thomas Logue, Financial Advisor Barred from Securities Industry
Thomas Logue - Financial Advisor Thomas Logue Barred From Securities Industry | Goodman & Nekvasil, PA May Recover Investor Losses
Thomas Logue CRD #1700554
Thomas Logue was a licensed financial advisor with American Independent Securities Group, LLC from 2014 to 2017. Thomas Logue was previously licensed with Investors Capital Corp. from 2011 to 2014. Thomas Logue was barred from the securities and investment banking industry on September 14, 2018. FINRA reports that Thomas Logue consented to the sanction and to the entry of findings that Thomas Logue refused to appear for FINRA on-the-record testimony, in connection with an investigation of Logue's trading activities while he was registered with his member firm to determine whether he engaged in conduct that violated federal securities laws or regulations or FINRA rules.
FINRA also reports that an arbitration claim involving Thomas Logue’s conduct with American Independent Securities Group, LLC has been filed, alleging all transactions Thomas Logue made are unsuitable. This arbitration claim seeks $127,520.30 in damages.
FINRA reports that a complaint involving Thomas Logue’s conduct with American Independent Securities Group, LLC alleging Thomas Logue misrepresented purchased investments and unsuitable transactions was settled.
Did You Invest with Thomas Logue?
If you lost any money on investments with Thomas Logue, you may be able to recover your losses from American Independent Securities Group LLC and/or Investors Capital Corp. This is because American Independent Securities Group LLC and Investors Capital Corp had a duty to supervise Thomas Logue.
If you lost money on investments with Thomas Logue and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against American Independent Securities Group LLC and/or Investors Capital Corp. concerning Thomas Logue’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Logue and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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