Terrence Puricelli, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor LossesTerrence Puricelli, Financial Advisor Barred from Securities Industry 

Terrence Puricelli was a formerly licensed financial advisor with Wells Fargo Advisors, LLC from 2011 to 2016. FINRA reports that Terrence Puricelli was discharged from Wells Fargo Advisors, LLC on August 25, 2016. Wells Fargo Advisors, LLC reported to FINRA that Terrence Puricelli’s discharge related to alleged use of time and price discretion and alleged concerns relating to accuracy of notes placed on the Firm’s system.

FINRA also reports that Terrence Puricelli was barred from the securities and investment banking industry on November 15, 2018. FINRA reports that Terrence Puricelli consented to the sanction and to the entry of findings that Terrence Puricelli failed to provide FINRA with requested information in connection with its investigation concerning Terrence Puricelli’s discharge from Terrence Puricelli’s member firm for use of time and price discretion and concerns relating to accuracy of notes placed on the firm’s system.

If you lost any money on investments with Terrence Puricelli, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Terrence Puricelli.

If you lost money on investments with Terrence Puricelli and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Terrence Puricelli’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Terrence Puricelli and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Back to Blogs

Contact Us For a Free Consultation

 
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
5 + 2 =
Solve this simple math problem and enter the result. E.g. for 1+3, enter 4.