Roy Failla, Customer Complaint Seeks $1.5 Million | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Roy Failla, Customer Complaint Seeks $1.5 Million
Roy Failla has been licensed with First Standard Financial Company LLC since 2014. Roy Failla was previously licensed with Alexander Capital, L.P. FINRA reports that a complaint involving Roy Failla’s conduct with Alexander Capital, L.P. & First Standard Financial Company LLC was filed, alleging unauthorized trading and unsuitable investments. This pending complaint seeks $1,500,000 in damages.
If you lost any money on investments with Roy Failla, you may be able to recover your losses from First Standard Financial Company LLC and/or Alexander Capital, L.P. This is because First Standard Financial Company LLC and Alexander Capital, L.P. had a duty to supervise Roy Failla.
If you lost money on investments with Roy Failla and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against First Standard Financial Company LLC and/or Alexander Capital, L.P. concerning Roy Failla’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Roy Failla and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.Back to Blogs