William Scott Sheehan (Scott Sheehan) of DFPG Investments, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - William Scott Sheehan (Scott Sheehan) Licensed with DFPG Investments, Inc.
Scott Sheehan was licensed with Investors Capital Corp. from 2010 to 2012. Scott Sheehan is now licensed with DFPG Investments, Inc. FINRA reports that three arbitration claims have been filed involving Scott Sheehan’s conduct with Investors Capital Corp., alleging financial damages and/or unsuitable investments relating to real estate securities and/or direct investment-DPP & LP interests. These three arbitration claims settled for $200,000, $175,000 and $135,000. Scott Sheehan contributed $100,000 in total to these three settlements.
If you lost any money on investments with Scott Sheehan, you may be able to recover your losses from DFPG Investments, Inc. and/or Investors Capital Corp. This is because DFPG Investments, Inc. and Investors Capital Corp. had a duty to supervise Scott Sheehan.
If you lost money on investments with Scott Sheehan and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against DFPG Investments, Inc. and/or Investors Capital Corp. concerning Scott Sheehan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Scott Sheehan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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