William Roy Kimberlin (William Kimberlin) Fired by MSI Financial Services, Inc., formerly MetLife Securities Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses - William Roy Kimberlin (William Kimberlin) Fired by MSI Financial Services, Inc., formerly MetLife Securities Inc.

From 1992 until William Kimberlin’s firing in 2016, William Kimberlin worked for MSI Financial Services, Inc., formerly MetLife Securities Inc. According to FINRA’s records, William Kimberlin was discharged by MSI Financial Services, Inc., formerly MetLife Securities Inc. on February 24, 2016. MSI Financial Services, Inc., formerly MetLife Securities Inc. reported to FINRA that William Kimberlin was fired for failing to follow firm policy with respect to loans from customers.

Subsequent to William Kimberlin’s firing, FINRA brought a disciplinary action akdfgainst William Kimberlin. William Kimberlin consented to an 18-month suspension and a $15,000 monetary fine. FINRA reports that William Kimberlin consented to the entry of findings that William Kimberlin solicited and accepted a total of $30,000 in loans from two of William Kimberlin’s member firm's customers in violation of the firm's procedures which prohibited accepting or giving loans to customers under all circumstances.

FINRA also reports that William Kimberlin misrepresented in William Kimberlin’s 2013, 2014 and 2015 Field Annual Certification Statements that William Kimberlin had not engaged in the practice of borrowing securities or money from a client, that was not true, in violation of FINRA Rule 2010. According to FINRA, William Kimberlin also failed to disclose, at any time, to the firm William Kimberlin’s participation in an outside business activity involving real estate investments.

If you lost any money on investments with William Kimberlin, you may be able to recover your losses from MSI Financial Services, Inc., formerly MetLife Securities Inc. This is because MSI Financial Services, Inc., formerly MetLife Securities Inc. had a duty to supervise William Kimberlin.

Assuming you lost money on investments with William Kimberlin and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against MSI Financial Services, Inc., formerly MetLife Securities Inc., concerning William Kimberlin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Our firm has a unique, unparalleled track record. Kalju Nekvasil, Esq., has not lost a securities arbitration case in more than 13 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against MSI Financial Services, Inc., formerly MetLife Securities Inc.

 

Keywords: William Roy Kimberlin, William Kimberlin, Kimberlin, MSI Financial Services, MetLife, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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