Troy Christopher Baldridge (Troy Baldridge) Fired by Capitol Securities Management, Inc., Barred from Securities Industry and Under Investigation for Check Fraud – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Troy Christopher Baldridge (Troy Baldridge) Fired by Capitol Securities Management, Inc., Barred from Securities Industry and Under Investigation for Check Fraud

From 2007 until Troy Baldridge’s firing in 2016, Troy Baldridge was licensed with Capitol Securities Management, Inc. Troy Baldridge was also licensed with Capitol Securities & Associates, Inc. According to FINRA’s records, Troy Baldridge was fired by Capitol Securities Management, Inc. on August 15, 2016. Capitol Securities Management, Inc. reported to FINRA that Troy Baldridge was under Federal investigation for check fraud.  

FINRA reports that on August 15, 2016, the U.S. Department of Justice opened a formal investigation involving Troy Baldridge’s conduct relating to check fraud. This investigation is currently pending.

Subsequent to Troy Baldridge’s firing by Capitol Securities Management, Inc., FINRA investigated Troy Baldridge and brought a disciplinary action against Troy Baldridge. Troy Baldridge was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 12, 2016. FINRA reports that Troy Baldridge failed to respond to FINRA request for information.

If you lost any money on investments with Troy Baldridge, you may be able to recover your losses from Capitol Securities Management, Inc. and/or Capitol Securities & Associates, Inc. This is because Capitol Securities Management, Inc. and Capitol Securities & Associates, Inc. had a duty to supervise Troy Baldridge.  

If you lost money on investments with Troy Baldridge and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Capitol Securities Management, Inc. and/or Capitol Securities & Associates, Inc. concerning Troy Baldridge’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Troy Baldridge and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

 

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