Thomas A. Vigil (Thomas Vigil) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

Thomas A. Vigil (Thomas Vigil) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

From 2013 until Thomas Vigil’s firing in 2014, Thomas Vigil was licensed Signator Investors, Inc. Thomas Vigil was also licensed with Investors Capital Corp. and MetLife Securities, Inc. Thomas Vigil is now licensed for Infinity Financial Services. According to FINRA’s records, Thomas Vigil was fired by Signator Investors, Inc. on July 24, 2014. Signator Investors, Inc. reported to FINRA that the Firm received a customer complaint alleging that Thomas Vigil forged a client document to effect a transaction. Signator Investors, Inc. also reported that Thomas Vigil failed to cooperate with the Firm’s investigation of the matter.

Subsequent to Thomas Vigil’s firing by Signator Investors, Inc. FINRA investigated Thomas Vigil and brought a disciplinary action against Thomas Vigil. Thomas Vigil was suspended for 6 months from the securities and investment banking industry and fined $7,500 on July 18, 2016. FINRA reports that Thomas Vigil consented to the sanctions and to the entry of findings that Thomas Vigil impersonated a customer on a telephone call to an insurance company in order to obtain an annuity surrender form, falsified the same customer’s rollover request form, and forged a second customer’s signature on a change of broker-dealer form. 

FINRA also reports that a complaint was filed involving Thomas Vigil’s conduct with Signator Investors, Inc., alleging Thomas Vigil altered a form without authorization to effect a transaction. This complaint was settled.

If you lost any money on investments with Thomas Vigil, you may be able to recover your losses from Signator Investors, Inc., Investors Capital Corp., MetLife Securities, Inc., and/or Infinity Financial Services. This is because Signator Investors, Inc., Investors Capital Corp., MetLife Securities, Inc., and Infinity Financial Services had a duty to supervise Thomas Vigil. 

If you lost money on investments with Thomas Vigil and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Signator Investors, Inc., Investors Capital Corp., MetLife Securities, Inc., and/or Infinity Financial Services concerning Thomas Vigil’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years.  Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Thomas Vigil and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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