Thomas Michael Consigli (Thomas Consigli) Fired by Lifemark Securities Corp. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Thomas Michael Consigli (Thomas Consigli) Fired by Lifemark Securities Corp. and Barred from Securities Industry
From 2009 until Thomas Consigli’s firing in 2013, Thomas Consigli was licensed with Lifemark Securities Corp. According to FINRA’s records, Thomas Consigli was fired by Lifemark Securities Corp. on October 21, 2013. Lifemark Securities Corp. reported to FINRA that Thomas Consigli was terminated with cause due to refusal to fully cooperate with ongoing investigation and internal investigation of apparent violations of Rule 3240.
Subsequent to Thomas Consigli’s firing Lifemark Securities Corp., FINRA investigated Thomas Consigli and brought a disciplinary action against Thomas Consigli. Thomas Consigli was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 31, 2014. FINRA reports that Thomas Consigli failed to respond to FINRA request for information.
Thomas Consigli reported to FINRA that Thomas Consigli is being investigated by the New York State Attorney General’s Office. Thomas Consigli reports that the New York Attorney General is inquiring as to why client checks were paid to Thomas Consigli and why the same checks were deposited into Thomas Consigli’s account.
If you lost any money on investments with Thomas Consigli, you may be able to recover your losses from Lifemark Securities Corp. This is because Lifemark Securities Corp. had a duty to supervise Thomas Consigli.
If you lost money on investments with Thomas Consigli and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Lifemark Securities Corp. concerning Thomas Consigli’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Thomas Consigli and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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