Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses - Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc.
From 2004 until Stuart Cahill’s firing in 2013, Stuart Cahill was licensed with Triad Advisors, Inc. According to FINRA records, Stuart Cahill was fired by Triad Advisors, Inc. on February 28, 2013. Triad Advisors, Inc. reported to FINRA that Stuart Cahill was fired for failing to follow firm policy with respect to borrowing money from a customer.
Subsequent to Stuart Cahill’s firing, FINRA brought a disciplinary action against Stuart Cahill. Stuart Cahill consented to a 1-year suspension from the securities industry and a $10,000 monetary fine. Stuart Cahill consented to the entry of findings that Stuart Cahill borrowed $65,000 from customers of his firm. FINRA also reports that Stuart Cahill falsely denied receiving money from customers on questionnaires, as well as during the firm’s investigation.
If you lost any money on investments with Stuart Cahill, you may be able to recover your losses from Triad Advisors, Inc. This is because Triad Advisors, Inc. had a duty to supervise Stuart Cahill.
If you lost money on investments with Stuart Cahill and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Triad Advisors, Inc., concerning Stuart Cahill’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Stuart Cahill and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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