Seth Fenn Formerly Licensed with Pruco Securities, LLC - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Seth Fenn Formerly Licensed with Pruco Securities, LLC
From 2013 until 2015, Seth Fenn was licensed with Pruco Securities, LLC. Seth Fenn is now licensed with Signator Investors, Inc. According to FINRA’s records, Seth Fenn resigned from Pruco Securities, LLC on May 20, 2015. Pruco Securities, LLC reported to FINRA that Seth Fenn was accused of submitting life insurance forms for two clients which contained non-genuine client signatures and accused of submitting two life insurance applications for Seth Fenn with inaccurate information which allowed Seth Fenn to receive commissions to which Seth Fenn was not otherwise entitled.
If you lost any money on investments with Seth Fenn, you may be able to recover your losses from Signator Investors, Inc. and/or Pruco Securities, LLC. This is because Signator Investors, Inc. and Pruco Securities, LLC had a duty to supervise Seth Fenn.
If you lost money on investments with Seth Fenn and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Signator Investors, Inc. and/or Pruco Securities, LLC concerning Seth Fenn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Seth Fenn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Seth Fenn, Fenn, Pruco Securities, Signator Investors, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, SecuritiesBack to Blogs