Rodney Dale Nolen (Rodney Nolen) Fired by Pruco Securities, LLC and The O.N. Equity Sales Company - Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Rodney Dale Nolen (Rodney Nolen) Fired by Pruco Securities, LLC and The O.N. Equity Sales Company

From 2013 until Rodney Nolen’s firing in 2015, Rodney Nolen was licensed with Pruco Securities, LLC. Rodney Nolen was previously licensed with The O.N. Equity Sales Company. According to FINRA’s records, Rodney Nolen was fired by Pruco Securities, LLC on July 30, 2015. Pruco Securities, LLC reported to FINRA that Rodney Nolen did not comply with the Firm’s requirements for permitting him to continue an outside business activity relating to life insurance.

From 2012 until Rodney Nolen’s firing in 2013, Rodney Nolen worked for the O.N. Equity Sales Company. According to FINRA’s records, Rodney Nolen was fired by The O.N. Equity Sales Company on January 17, 2013. The O.N. Equity Sales Company reported to FINRA that the Firm was instructed to withdraw Rodney Nolan’s securities registration by the State of Michigan for failure to respond to a request for information concerning potential personal financial disclosures.

If you lost any money on investments with Rodney Nolen, you may be able to recover your losses from Pruco Securities, LLC and/or The O.N. Equity Sales Company. This is because Pruco Securities, LLC and The O.N. Equity Sales Company had a duty to supervise Rodney Nolen.

If you lost money on investments with Rodney Nolen and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC and/or The O.N. Equity Sales Company concerning Rodney Nolen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Rodney Nolen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

Keywords: Rodney Dale Nolen, Pruco Securities, O.N. Equity Sales, FINRA, Rodney Nolen, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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