Robert Ryder - Financial Advisor Robert Ryder Fired by Wells Fargo Advisors, LLC
Goodman & Nekvasil P.A., May Recover Investor Losses | Robert Ryder - Financial Advisor Robert Ryder Fired by Wells Fargo Advisors, LLC
Robert Ryder CRD #2267187
From February 2010 until Robert Ryder’s firing in November 2015, Robert Ryder was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Robert Ryder was fired by Wells Fargo Advisors, LLC on October 19, 2015. Wells Fargo Advisors, LLC reported to FINRA that Robert Ryder was accused of disseminating unapproved correspondence to a third party.
FINRA reports that two arbitration claims were filed involving Robert Ryder’s conduct with prior employers, alleging unsuitable trading, gross and unlawful churning, breach of fiduciary duty, excess markups, fraud and/or high pressure sales tactics. These arbitration claims both settled.
FINRA also reports that Robert Ryder has an unsatisfied and outstanding tax lien held against him by the IRS in the amount of $224,291.
If you lost any money on investments with Robert Ryder, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Robert Ryder.
If you lost money on investments with Robert Ryder and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Robert Ryder’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Robert Ryder and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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