Rajen Sheth - Financial Advisor Rajen Sheth Resigned from Firm
Rajen Sheth - Financial Advisor Rajen Sheth Resigned from Firm | Goodman & Nekvasil, P.A. May Recover Investor Losses
Rajen Sheth CRD #2268896
From 1992 until Rajen Sheth’s resignation in 2017, Rajen Sheth was licensed with Pruco Securities, LLC. Rajen Sheth is now licensed with Parkland Securities, LLC. According to FINRA’s records, Rajen Sheth resigned from Pruco Securities, LLC on April 3, 2017. Pruco Securities, LLC reported to FINRA that Rajen Sheth was accused of conducting unauthorized sales, not terminating Rajen Sheth’s affiliation with unapproved outside carriers, placing an unapproved advertisement and not complying with instruction from Firm Management.
If you lost any money on investments with Rajen Sheth, you may be able to recover your losses from Pruco Securities, LLC and/or Parkland Securities, LLC. This is because Pruco Securities, LLC and Parkland Securities, LLC had a duty to supervise Rajen Sheth.
If you lost money on investments with Rajen Sheth and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC and/or Parkland Securities, LLC concerning Rajen Sheth’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Rajen Sheth and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Rajen Sheth, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange
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