Michael Greer - Financial Advisor Michael Greer Suspended from Securities Industry
Michael Greer - Financial Advisor Michael Greer Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Michael Greer CRD #5083519
Michael Greer was licensed with J.W. Cole Financial, Inc. from 2015 to 2016. Michael Greer was previously licensed with FSC Securities Corporation and Securities America, Inc. According to FINRA’s records, Michael Greer was fired by FSC Securities Corporation on January 20, 2015. FSC Securities Corporation reported to FINRA that Michael Greer was terminated following Michael Greer’s agreement to an order of suspension and fine by FINRA. According to FINRA’s records Michael Greer was previously fired by Securities America, Inc. on February 20, 2014. Securities America, Inc. reported to FINRA that Michael Greer was accused of improperly using client signatures.
Following Michael Greer’s firing by Securities America, Inc., FINRA investigated Michael Greer and brought a disciplinary action against Michael Greer. Michael Greer consented to a 6 month suspension from the securities and investment banking industry and a $7,500 fine. Michael Greer also consented to findings that Michael Greer submitted to the custodian of 26 customer’s mutual fund accounts and to Michael Greer’s member firm completed select advanced account forms, change of broker forms, to which Michael Greer electronically, affixed, without the customer’s knowledge or authorization, copies of their signatures. The findings stated that Michael Greer’s falsification of records caused the firm’s books and records to be inaccurate.
If you lost any money on investments with Michael Greer, you may be able to recover your losses from J.W. Cole Financial, Inc., FSC Securities Corporation, and/or Securities America, Inc. This is because J.W. Cole Financial, Inc., FSC Securities Corporation, and Securities America, Inc. had a duty to supervise Michael Greer.
If you lost money on investments with Michael Greer, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.W. Cole Financial, Inc., FSC Securities Corporation, and/or Securities America, Inc. concerning Michael Greer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Michael Greer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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