Mike Evangelista - Financial Advisor Mike Evangelista Barred from Securities Industry
Goodman & Nekvasil P.A, May Recover Investor Losses | Mike Evangelista - Financial Advisor Mike Evangelista Barred from Securities Industry
Mike Evangelista CRD #2361644
From May 2012 until Mike Evangelista’s firing in December 2012, Mike Evangelista was licensed with Comprehensive Asset Management and Servicing, Inc. Mike Evangelista was previously licensed with Cambridge Investment Research, Inc. According to FINRA records, Mike Evangelista was fired on December 20, 2012. Comprehensive Asset Management and Servicing, Inc. reported to FINRA that Mike Evangelista was fired after a customer complaint was received alleging fraud, misrepresentation and breach of fiduciary duty at a prior broker-dealer.
Subsequent to Mike Evangelista’s firing, FINRA brought a disciplinary action against Mike Evangelista in 2014. Mike Evangelista consented to a bar from the securities industry. FINRA reports that Mike Evangelista consented to the entry of findings that Mike Evangelista referred approximately six of Mike Evangelista’s firm customers to a third party, and those customers later invested in real estate securities issued by ABC Corp. The findings state that, Mike Evangelista received at least $50,000 in compensation in connection to these customer investments, which totaled over $3 million. The findings also state that Mike Evangelista did not disclose to the associated broker dealers that these customers were purchasing securities away from the firm or that Mike Evangelista was being compensated.
If you lost any money on investments with Mike Evangelista, you may be able to recover your losses from Comprehensive Asset Management and Servicing, Inc. and/or Cambridge Investment Research, Inc. This is because Comprehensive Asset Management and Servicing, Inc. and Cambridge Investment Research, Inc. had a duty to supervise Mike Evangelista.
If you lost money on investments with Mike Evangelista, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Comprehensive Asset Management and Servicing, Inc. and/or Cambridge Investment Research, Inc., concerning Mike Evangelista’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Mike Evangelista and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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