Matthew Jon Lum (Matt Lum) Licensed with Girard Securities, Inc. - Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses - Matthew Jon Lum (Matt Lum) Licensed with Girard Securities, Inc.
Matt Lum has been licensed with Girard Securities, Inc. since 2004. FINRA reports that three arbitration claims and/or lawsuits were filed involving Matt Lum’s conduct with Girard Securities, Inc., alleging negligence, misrepresentation, unsuitability, breach of fiduciary duty, fraudulent misrepresentation, elder abuse, and/or constructive fraud. These arbitration claims were settled for $615,000, $290,000, and $175,000. All three of these settlements occurred in the past seven years.
FINRA also reports that a lawsuit involving Matt Lum’s conduct with Girard Securities, Inc. is currently pending. This lawsuit alleges fraud, negligent misrepresentation, breach of fiduciary duty, negligence, and violation of Unfair Competition Laws BPC Sec 17200 et seq. This pending lawsuit seeks damages of $996,218.60.
If you lost any money on investments with Matt Lum, you may be able to recover your losses from Girard Securities, Inc. This is because Girard Securities, Inc. had a duty to supervise Matt Lum.
If you lost money on investments with Matt Lum and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Girard Securities, Inc. concerning Matt Lum’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Matt Lum and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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