Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities
Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities - Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC
From 2001 until Ken Ahn’s firing in 2017, Ken Ahn was licensed with Pruco Securities, LLC. According to FINRA’s records, Ken Ahn was fired by Pruco Securities, LLC on May 25, 2017. Pruco Securities, LLC reported to FINRA that Ken Ahn was accused of reusing and resubmitting to the Company client signatures on a variable annuity application and several transfer of assets forms.
Prior to Ken Ahn’s firing, FINRA reports that a complaint was filed involving Ken Ahn’s conduct with Pruco Securities, LLC. The client alleged that Ken Ahn submitted reused signatures on an annuity application. This complaint was settled.
If you lost any money on investments with Ken Ahn, you may be able to recover your losses from Pruco Securities, LLC. This is because Pruco Securities, LLC had a duty to supervise Ken Ahn.
If you lost money on investments with Ken Ahn, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC concerning Ken Ahn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Ken Ahn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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