Kevin Wanner - Financial Advisor Kevin Wanner Fired by Questar Capital Corporation
Goodman & Nekvasil P.A, May Recover Investor Losses | Kevin Wanner - Financial Advisor Kevin Wanner Fired by Questar Capital Corporation
Kevin Wanner CRD #1402627
From 2012 until Kevin Wanner’s firing in 2015, Kevin Wanner was licensed with Questar Capital Corporation. Kevin Wanner was previously licensed with Woodbury Financial Services, Inc. According to FINRA’s records, Kevin Wanner was fired by Questar Capital Corporation on December 10, 2015. Questar Capital Corporation reported to FINRA that the ND Securities Dept. issued a cease and desist order alleging Kevin Wanner “offered for sale and sold to a ND resident a “time certificate of deposit” purporting to represent an investment in an FDIC insured interest bearing account” and “misrepresented to the investors that their funds would be deposited with the FDIC member financial institutions represented and instead deposited their funds into accounts owned and controlled by Kevin Wanner for Kevin Wanner’s own purpose.”
Following Kevin Wanner’s discharge by Questar Capital Corporation, FINRA investigated Kevin Wanner and brought a disciplinary action against Kevin Wanner. Kevin Wanner was permanently barred from the securities and investment banking industry in January 2016. Kevin Wanner consented to FINRA findings that Kevin Wanner failed to provide documents, information, and to appear for testimony in response to request letters issues by FINRA after FINRA began an investigation into the events leading up to Kevin Wanner’s termination from Questar Capital Corporation including, among other things, whether he misappropriated customer funds. The findings stated that in its Form U5 filed by FINRA, Questar Capital Corporation stated that Kevin Wanner had been discharged after the North Dakota Securities Department issued a cease and desist order alleging that Kevin Wanner “offered for sale and sold to a North Dakota resident a ‘time certificate of deposit’ purporting to represent an investment in an FDIC insured interest bearing account” and “misrepresented to the investors that their funds would be deposited with the FDIC member financial institutions represented and instead deposited their funds into accounts owned and controlled by Kevin Wanner for Kevin Wanner’s own purpose.”
FINRA reports that an arbitration claim involving Kevin Wanner’s conduct with Questar Capital Corporation is pending. FINRA reports that a letter received on behalf of the client alleges that Kevin Wanner defrauded the client of approximately $200,000.
If you lost any money on investments with Kevin Wanner while Kevin Wanner was employed with Questar Capital Corporation, you may be able to recover your losses from Questar Capital Corporation. This is because Questar Capital Corporation had a duty to supervise Kevin Wanner.
If you lost money on investments with Kevin Wanner and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Questar Capital Corporation concerning Kevin Wanner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Kevin Wanner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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