Kevin Patrick Hart (Kevin Hart) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated - Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Kevin Patrick Hart (Kevin Hart) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated 

From 2006 until Kevin Hart’s firing in 2014, Kevin Hart was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Kevin Hart was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on December 15, 2014. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Kevin Hart was accused of conduct involving failure to properly verify the identity of a client prior to initiating a transaction.

If you lost any money on investments with Kevin Hart, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated had a duty to supervise Kevin Hart.

If you lost money on investments with Kevin Hart and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Kevin Hart’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Kevin Hart and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

 

Keywords: Kevin Patrick Hart, FINRA, Kevin Hart, Merrill Lynch, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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