Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities

Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities - Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc.

From 2014 until Joshua Allen’s firing in 2016, Joshua Allen was licensed with Securities America, Inc. Joshua Allen was previously licensed with Oppenheimer & Co. Inc. and Invest Financial Corporation. Joshua Allen is now licensed with United Planners’ Financial Services of America A Limited Partner. According to FINRA’s records, Joshua Allen was fired by Securities America, Inc. on October 14, 2016. Securities America, Inc. reported to FINRA that Joshua Allen was accused of failing to follow firm procedures regarding the processing of Equity Index Annuity Contracts.

If you lost any money on Equity Index Annuities and/or other investments with Joshua Allen, you may be able to recover your losses from Securities America, Inc., Oppenheimer & Co. Inc., Invest Financial Corporation and/or United Planners’ Financial Services of America A Limited Partner. This is because Securities America, Inc., Oppenheimer & Co. Inc., Invest Financial Corporation and United Planners’ Financial Services of America A Limited Partner had a duty to supervise Joshua Allen.

If you lost money on Equity Index Annuities and/or other investments with Joshua Allen and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities America, Inc., Oppenheimer & Co. Inc., Invest Financial Corporation and/or United Planners’ Financial Services of America A Limited Partner concerning Joshua Allen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Equity Index Annuities and/or other investments with Joshua Allen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

Keywords: Joshua Richard Allen, Joshua Allen, Securities America, Oppenheimer, Invest Financial Corporation, United Planners, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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