Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC  

Jon Mirer was licensed with Wells Fargo Advisors, LLC from 2003 to 2016. Jon Mirer is now licensed with Ameriprise Financial Services, Inc. FINRA reports that four complaints were filed involving Jon Mirer’s conduct with Wells Fargo Advisors, LLC, alleging unsuitable investments, unauthorized trading and/or other allegations. These four complaints all settled.

FINRA reports that an arbitration claim involving Jon Mirer’s conduct with another prior employer was settled for $67,500.

FINRA also reports that an arbitration claim involving Jon Mirer’s conduct with Wells Fargo Advisors, LLC is pending, alleging Jon Mirer made unauthorized trades and unsuitable investments.

If you lost any money on investments with Jon Mirer, you may be able to recover your losses from Wells Fargo Advisors, LLC and/or Ameriprise Financial Services, Inc. This is because Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc. had a duty to supervise Jon Mirer.

If you lost money on investments with Jon Mirer and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC and/or Ameriprise Financial Services, Inc. concerning Jon Mirer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Jon Mirer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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