John Darin Ford (John Ford) Fired by MetLife Securities, Inc. and Fined by the State of Utah - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - John Darin Ford (John Ford) Fired by MetLife Securities, Inc. and Fined by the State of Utah
From 2005 until John Ford’s firing in 2013, John Ford was licensed with MetLife Securities, Inc. According to FINRA’s records, John Ford was fired by MetLife Securities, Inc. on July 19, 2013. MetLife Securities, Inc. reported to FINRA that John Ford admitted that John Ford did not follow company policy with respect to customer signatures on account documents.
Subsequent to John Ford’s firing by MetLife Securities, Inc., John Ford was fined $2,500 by the State of Utah Securities Division on August 27, 2015. The State of Utah Securities Division reported to FINRA that the State of Utah Securities Division alleged John Ford engaged in dishonest or unethical practices under section 61-1-6(2)(A)(II)(G) of the Utah Uniform Securities Act by altering client distribution forms.
If you lost any money on investments with John Ford, you may be able to recover your losses from MetLife Securities, Inc. This is because MetLife Securities, Inc. had a duty to supervise John Ford.
If you lost money on investments with John Ford and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against MetLife Securities, Inc. concerning John Ford’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with John Ford and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: John Darin Ford, MetLife Securities, FINRA, John Ford, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, SecuritiesBack to Blogs