Jerry Dewayne McCutchen Sr. (Jerry McCutchen) Formerly Licensed with Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jerry Dewayne McCutchen Sr. (Jerry McCutchen) Formerly Licensed with Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry

Jerry McCutchen was licensed with Berthel, Fisher & Company Financial Services, Inc. from 2007 to 2014. Jerry McCutchen was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 6, 2016. According to FINRA, Jerry McCutchen consented to the sanction and to the entry of findings that Jerry McCutchen refused to appear for on-the-record testimony requested by FINRA in connection with an investigation into allegations by certain customers that Jerry McCutchen made unsuitable recommendations to them with regard to the purchase of certain alternative investments.  

FINRA reports that 24 complaints, arbitration claims and/or lawsuits have been filed involving Jerry McCutchen’s conduct with Berthel, Fisher & Company Financial Services, Inc. and/or a prior employer. These complaints, arbitration claims and/or lawsuits allege unsuitable investments, misrepresentation, failure to supervise, violation of Alabama common law of fraud, breach of fiduciary duty, negligence, and/or other allegations. These complaints, arbitration claims and/or lawsuits all settled, with the largest settling for $350,000, $240,000, and $145,000.

FINRA also reports that 7 complaints and/or arbitration claims involving Jerry McCutchen’s conduct with Berthel, Fisher & Company Financial Services, Inc. and/or a prior employer are currently pending. These claims allege failure to supervise, misrepresentation, and/or unsuitable investments. The largest of these complaints and/or arbitration claims seek damages of $817,000, $800,000 $626,000, and $569,000.

If you lost any money on investments with Jerry McCutchen while Jerry McCutchen was employed with Berthel, Fisher & Company Financial Services, Inc., you may be able to recover your losses from Berthel, Fisher & Company Financial Services, Inc. This is because Berthel, Fisher & Company Financial Services, Inc. had a duty to supervise Jerry McCutchen.

If you lost money on investments with Jerry McCutchen and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Berthel, Fisher & Company Financial Services, Inc. concerning Jerry McCutchen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jerry McCutchen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

Keywords: Jerry Dewayne McCutchen, Jerry McCutchen, Berthel Fisher, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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