Jeffrey Louis Kuhn (Jeffrey Kuhn) Formerly Licensed with Herbert J. Sims & Co. Inc., Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffrey Louis Kuhn (Jeffrey Kuhn) Formerly Licensed with Herbert J. Sims & Co. Inc., Barred from Securities Industry
Jeffrey Kuhn was licensed with Herbert J. Sims & Co. Inc. from February 2009 to March 2013. Jeffrey Kuhn was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on March 24, 2014. FINRA reports that Jeffrey Kuhn failed to respond to FINRA request for information.
FINRA reports that an arbitration claim was filed involving Jeffrey Kuhn’s conduct with Herbert J. Sims & Co. Inc. alleging breach of fiduciary duty, negligence, breach of contract, fraud, misrepresentation, failure to supervise, negligent hiring, and violation of the conduct rules of the Financial Industry Regulatory Authority. This arbitration claim was settled.
If you lost any money on investments with Jeffrey Kuhn, you may be able to recover your losses from Herbert J. Sims & Co. Inc. This is because Herbert J. Sims & Co. Inc. had a duty to supervise Jeffrey Kuhn.
If you lost money on investments with Jeffrey Kuhn and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Herbert J. Sims & Co. Inc. concerning Jeffrey Kuhn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jeffrey Kuhn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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