Jeffrey Delone Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jeffrey Delone Suspended from Securities Industry
Jeffrey Delone was suspended from the securities and investment banking industry for 6-months and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) in August 2017. Jeffrey Delone was formerly licensed with FSC Securities Corporation from 2007 to 2017. Jeffrey Delone consented to findings that Jeffrey Delone participated in private securities transactions without notifying or obtaining approval from FSC Securities Corporation. The findings stated that Jeffrey Delone participated in private securities transactions in connection with a learning center franchise of which he was a part owner. Specifically, Jeffrey Delone recommended and facilitated investments totaling $310,000 in the franchise by six investors, three of whom were FSC Securities Corporation customers.
If you lost any money with FSC Securities Corporation, you may be able to recover your losses from FSC Securities Corporation. This is because FSC Securities Corporation had a duty to supervise Jeffrey Delone.
If you lost money on investments with Jeffrey Delone and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against FSC Securities Corporation concerning Jeffrey Delone’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Jeffrey Delone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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