Jeffrey Alan Schumaker (Jeff Schumaker) Fired by Transamerica Financial Advisors, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffrey Alan Schumaker (Jeff Schumaker) Fired by Transamerica Financial Advisors, Inc. and Barred from Securities Industry 

From 1997 until Jeff Schumaker’s firing in 2014, Jeff Schumaker was licensed with Transamerica Financial Advisors, Inc. According to FINRA’s records, Jeff Schumaker was fired by Transamerica Financial Advisors, Inc. on June 24, 2014. Transamerica Financial Advisors, Inc. reported to FINRA that the Firm received notice that Jeff Schumaker had misappropriated approximately $8,200 from a homeowner’s association for Jeff Schumaker’s personal use, and that Jeff Schumaker served as the treasurer for the association during the time the misappropriation took place.

Subsequent to Jeff Schumaker’s firing by Transamerica Financial Advisors, Inc., FINRA investigated Jeff Schumaker and brought a disciplinary action against Jeff Schumaker. Jeff Schumaker was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 2, 2014. FINRA reports that Jeff Schumaker failed to respond to FINRA request for information.

If you lost any money on investments with Jeff Schumaker, you may be able to recover your losses from Transamerica Financial Advisors, Inc. This is because Transamerica Financial Advisors, Inc. had a duty to supervise Jeff Schumaker.  

If you lost money on investments with Jeff Schumaker and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Transamerica Financial Advisors, Inc. concerning Jeff Schumaker’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jeff Schumaker and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

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