James Walter Ignatowich (James Ignatowich) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses - James Walter Ignatowich (James Ignatowich) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry
James Ignatowich has been licensed with Newbridge Securities Corporation from 2014 to 2016. James Ignatowich previously licensed with Investors Capital Corp. James Ignatowich was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 11, 2016. According to FINRA, James Ignatowich was suspended for failing to respond to FINRA request for information and subsequently failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, James Ignatowich was barred from association with any FINRA member in any capacity. According to FINRA, James Ignatowich had previously been barred, fined and ordered to cease and desist by the State of New Hampshire.
FINRA reports that a complaint was filed involving James Ignatowich’s conduct with Investor Capital Corp. alleging trading losses in accounts and unsuitable investments. This complaint settled for $49,500 with James Ignatowich contributing $35,000 to the settlement.
FINRA also reports that an arbitration claim involving James Ignatowich’s conduct with Newbridge Securities Corporation is currently pending. This claim alleges violations of FINRA rules of supervision and suitability, breach of fiduciary duty, negligence, misrepresentation and violations of the Iowa Securities Act. This claim seeks $61,469 in damages.
If you lost any money on investments with James Ignatowich while James Ignatowich was employed with Newbridge Securities Corporation and/or Investors Capital Corp. you may be able to recover your losses from Newbridge Securities Corporation and/or Investors Capital Corp. This is because Newbridge Securities Corporation and Investors Capital Corp. had a duty to supervise James Ignatowich.
If you lost money on investments with James Ignatowich and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Newbridge Securities Corporation and/or Investors Capital Corp. concerning James Ignatowich’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with James Ignatowich and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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