James Reginald Esaw Fired by Allstate Financial Services, LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - James Reginald Esaw Fired by Allstate Financial Services, LLC 

From 2014 until James Esaw’s firing in 2016, James Esaw was licensed with Allstate Financial Services, LLC. James Esaw was previously licensed with Lincoln Financial Advisors Corporation and M&T Securities, Inc. According to FINRA’s records, James Esaw was fired by Allstate Financial Services, LLC on October 20, 2016. Allstate Financial Services, LLC reported to FINRA that Allstate Financial Services, LLC lost confidence after allegations of the re-use of a form containing new information without obtaining new customer signature.

FINRA reports that a complaint was filed involving James Esaw’s conduct with Allstate Financial Services, LLC. The customer alleges the following: variable annuity contracts were misrepresented, the representative’s recommendation was not done in her best interest, full disclosure of the variable annuity contracts were not provided, some information documented on new account paperwork was not provided by customer, and original signatures were not provided by customer on every signature page of new account documents. This complaint settled for $68,036.46, the total surrender charges on the three annuities.

If you lost any money on investments with James Esaw, you may be able to recover your losses from Allstate Financial Services, LLC, Lincoln Financial Advisors Corporation and/or M&T Securities, Inc. This is because Allstate Financial Services, LLC, Lincoln Financial Advisors Corporation and M&T Securities, Inc. had a duty to supervise James Esaw.

If you lost money on investments with James Esaw, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Allstate Financial Services, LLC, Lincoln Financial Advisors Corporation and M&T Securities, Inc. concerning James Esaw’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with James Esaw and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

Keywords: James Reginald Esaw, Allstate Financial Services, Lincoln Financial Advisors, M&T Securities, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

Back to Blogs

Contact Us For a Free Consultation

 
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
2 + 0 =
Solve this simple math problem and enter the result. E.g. for 1+3, enter 4.