Hossein Amirriahei a/k/a Amir Amirriahei and Riahei Amirriahei Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Hossein Amirriahei a/k/a Amir Amirriahei and Riahei Amirriahei Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry
From 2003 until Hossein Amirriahei’s firing in 2016, Hossein Amirriahei was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Hossein Amirriahei was fired by Wells Fargo Advisors, LLC on September 6, 2016. Wells Fargo Advisors, LLC reported to FINRA that Hossein Amirriahei was accused of conducting discretionary trading in two customer accounts without having written authorization to do so as required by firm rules and industry regulations.
Subsequent to Hossein Amirriahei’s firing by Wells Fargo Advisors, LLC. FINRA investigated Hossein Amirriahei and brought a disciplinary action against Hossein Amirriahei. Hossein Amirriahei was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on April 17, 2017. FINRA reports that Hossein Amirriahei consented to the sanction and to the entry of findings that Hossein Amirriahei refused to appear for FINRA on-the-record testimony as part of an investigation into whether, while associated with Hossein Amirriahei’s former member firm, Hossein Amirriahei had engaged in unauthorized and/or discretionary trading in two customers’ accounts.
FINRA also reports that a previous arbitration claim involving Hossein Amirriahei’s conduct with a prior employer was settled.
If you lost any money on investments with Hossein Amirriahei, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Hossein Amirriahei.
If you lost money on investments with Hossein Amirriahei and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Hossein Amirriahei’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Hossein Amirriahei and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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