Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry
Harvey Weisenfeld was licensed with Allstate Financial Services, LLC from December 2006 to May 2017. Harvey Weisenfeld was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 30, 2017. FINRA reports that Harvey Weisenfeld failed to respond to FINRA request for information.
FINRA reports that an arbitration claim, involving Harvey Weisenfeld’s conduct with Allstate Financial Services, LLC was filed, with the customer alleging she was sold an unsuitable variable annuity which caused adverse tax consequences. This arbitration claim settled for $35,000.
FINRA also reports that Harvey Weisenfeld was previously fired by A.G. Edward & Sons, Inc.
If you lost any money on investments with Harvey Weisenfeld, you may be able to recover your losses from Allstate Financial Services, LLC. This is because Allstate Financial Services, LLC had a duty to supervise Harvey Weisenfeld.
If you lost money on investments with Harvey Weisenfeld and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against or Allstate Financial Services, LLC concerning Harvey Weisenfeld’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Harvey Weisenfeld and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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