Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC
From June 2015 until Glen Delaney’s firing in August 2015, Glen Delaney was licensed with Primary Capital LLC. Glen Delaney is now licensed with Newbridge Securities Corporation. According to FINRA’s records, Glen Delaney was fired by Primary Capital LLC on July 21, 2015. Primary Capital LLC reported to FINRA that Glen Delaney failed to fulfill the terms of Glen Delaney’s employment agreement and also failed to repay a loan of $50,000 and $6,000 in fees.
FINRA reports that two arbitration claims were filed involving Glen Delaney’s conduct with Newbridge Securities Corporation and/or Pointe Capital, Inc. alleging unsuitable trading, overconcentration, negligent supervision, breach of fiduciary duty, violation of the Wisconsin Securities Act, negligence, and/or misrepresentation. These arbitration claims were both ettled, with the largest claim settling for $75,000.
FINRA also reports that Glen Delaney has 7 outstanding tax liens held against him, with the largest amounts being for $447,255.00, $188,002, and $72,289.
If you lost any money on investments with Glen Delaney while Glen Delaney was employed with Primary Capital LLC and/or Newbridge Securities Corporation, you may be able to recover your losses from Primary Capital LLC and/or Newbridge Securities Corporation. This is because Primary Capital LLC and Newbridge Securities Corporation had a duty to supervise Glen Delaney.
If you lost money on investments with Glen Delaney, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Primary Capital LLC and/or Newbridge Securities Corporation concerning Glen Delaney’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Glen Delaney and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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