Fontaine Boutwell a/k/a Fontaine Boggs and Fontaine Boutwell Randall Fired by Allstate Financial Services, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Fontaine Boutwell a/k/a Fontaine Boggs and Fontaine Boutwell Randall Fired by Allstate Financial Services, LLC and Barred from Securities Industry

From 2002 until Fontaine Boutwell’s firing in 2015, Fontaine Boutwell was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Fontaine Boutwell was fired by Allstate Financial Services, LLC on December 10, 2015. Allstate Financial Services, LLC reported to FINRA that Fontaine Boutwell was accused of failing to fully respond and provide documentation regarding possible U4 amendment issue.

Subsequent to Fontaine Boutwell’s firing by Allstate Financial Services, LLC, FINRA investigated Fontaine Boutwell and brought a disciplinary action against Fontaine Boutwell. Fontaine Boutwell was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 19, 2016. FINRA reports that Fontaine Boutwell failed to respond to FINRA request for information.

If you lost any money on investments with Fontaine Boutwell, you may be able to recover your losses from Allstate Financial Services, LLC. This is because Allstate Financial Services, LLC had a duty to supervise Fontaine Boutwell.  

If you lost money on investments with Fontaine Boutwell, and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Allstate Financial Services, LLC concerning Fontaine Boutwell’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Fontaine Boutwell and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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