Fernando A. Pohina (Fernando Pohina) Fired by Pruco Securities, LLC - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Fernando A. Pohina (Fernando Pohina) Fired by Pruco Securities, LLC
From 2013 until Fernando Pohina’s firing in 2014, Fernando Pohina was licensed with Pruco Securities, LLC. Fernando Pohina was previously licensed with AXA Advisors, LLC. Fernando Pohina is now licensed with Hornor, Townsend & Kent, Inc. According to FINRA’s records, Fernando Pohina was fired by Pruco Securities, LLC on September 15, 2014. Pruco Securities, LLC reported to FINRA that Fernando Pohina used and facilitated the use of unapproved marketing materials by registered representatives.
FINRA reports that a complaint was filed involving Fernando Pohina’s conduct with AXA Advisors, LLC. The client alleged misrepresentation in the sale of two variable annuity contracts. The client further alleged he was unaware he purchased annuities, nor did he receive a summary of the disclosure fees and charge associated with these contracts. This complaint was settled by waving all surrender charges associated with the variable annuities.
FINRA also reports that Fernando Pohina has an unsatisfied and outstanding tax lien held against him by the IRS in the amount of $15,043.
If you lost any money on investments with Fernando Pohina, you may be able to recover your losses from Pruco Securities, LLC, AXA Advisors, LLC and/or Hornor, Townsend & Kent, Inc. This is because Pruco Securities, LLC, AXA Advisors, LLC and Hornor, Townsend & Kent, Inc. had a duty to supervise Fernando Pohina.
If you lost money on investments with Fernando Pohina, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC, AXA Advisors, LLC and/or Hornor, Townsend & Kent, Inc. concerning Fernando Pohina’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Fernando Pohina and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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