Erik Lawrence Hockenberry (Erik Hockenberry) Formerly Licensed with LPL Financial LLC, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Erik Lawrence Hockenberry (Erik Hockenberry) Formerly Licensed with LPL Financial LLC, Barred from Securities Industry
Erik Hockenberry was licensed with LPL Financial LLC from December 2006 to January 2014. Erik Hockenberry was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 21, 2014. FINRA reports that Erik Hockenberry failed to respond to FINRA request for information.
FINRA reports that an arbitration claim was filed involving Erik Hockenberry’s conduct with LPL Financial LLC, alleging that Erik Hockenberry made unsuitable investment recommendations resulting in market loss. This arbitration claim was settled.
If you lost any money on investments with Erik Hockenberry, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Erik Hockenberry.
If you lost money on investments with Erik Hockenberry and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Erik Hockenberry’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Erik Hockenberry, or if funds were misappropriated from you and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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