Eric Dean Rolshoven (Eric Rolshoven) Fined by the State of Montana and Fired by FSC Securities Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Eric Dean Rolshoven (Eric Rolshoven) Fined by the State of Montana and Fired by FSC Securities Corporation

From 1994 until Eric Rolshoven’s firing in 2015, Eric Rolshoven was licensed with FSC Securities Corporation. Eric Rolshoven was subsequently licensed with SII Investments, Inc. and is now licensed with American Independent Securities Group, LLC. According to FINRA’s records, Eric Rolshoven was fired by FSC Securities Corporation on May 18, 2015. Eric Rolshoven reported to FINRA that one of Eric Rolshoven’s representatives was caught selling an unapproved Reg D Private Placement. 

Subsequent to Eric Rolshoven’s firing by FSC Securities Corporation, the State of Montana investigated Eric Rolshoven and brought a disciplinary action against Eric Rolshoven. Eric Roslhoven reported to FINRA that Eric Rolshoven consented to a $15,000 fine relating to allegations involving Eric Rolshoven’s supervision of a representative caught selling an unapproved Reg D Private Placement.

FINRA reports that a lawsuit was filed involving Eric Rolshoven’s conduct with FSC Securities Corporation. Eric Rolshoven reported to FINRA that allegations involved Eric Rolshoven’s supervision of a representative placing monies into REITS and BDC’s, claiming unsuitability. This lawsuit was settled.

If you lost any money on investments with Eric Rolshoven or a financial advisor supervised by Eric Rolshoven, you may be able to recover your losses from American Independent Securities Group, LLC, SII Investments, Inc. and/or FSC Securities Corporation. This is because American Independent Securities Group, LLC, SII Investments, Inc. and FSC Securities Corporation had a duty to supervise Eric Rolshoven.

If you lost money on investments with Eric Rolshoven and/or Eric Rolshoven’s representatives, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against American Independent Securities Group, LLC, SII Investments, Inc. and/or FSC Securities Corporation concerning Eric Rolshoven or Eric Rolshoven’s representative’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Eric Rolshoven or one of Eric Rolshoven’s representatives and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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