Edward Raymond Segur III (Eddie Segur) Formerly Licensed with Fordham Financial Management, Inc., Suspended from Securities Industry -- Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses - Edward Raymond Segur III (Eddie Segur) Formerly Licensed with Fordham Financial Management, Inc., Suspended from Securities Industry

From 2015 until 2016, Eddie Segur was licensed with Fordham Financial Management, Inc. Eddie Segur was previously licensed with Four Points Capital Partners LLC, Blackwall Capital Markets, Inc. and Spartan Capital Securities, LLC.

FINRA brought a disciplinary action against Eddie Segur in 2016. Eddie Segur consented to a 30-day suspension and a $7,500 monetary fine. Eddie Segur consented to the entry of findings that Eddie Segur opened and traded in an outside securities account in his wife’s name without giving written notice to his member firm. The findings also stated that Eddie Segur exercised discretion by accepting orders from a customer’s husband (“DI’s husband”) without the customer’s (i.e. “DI’s”) written consent.

FINRA also reports that the State of Arkansas brought an enforcement action against Eddie Segur. Eddie Segur consented to $4,000 in monetary fines. Eddie Segur consented to the entry of findings that Eddie Segur contacted an Arkansas resident on a cold call recommending the purchase of stock in Sandridge Energy, Inc. purporting to have information showing that the share would rise to at least $12.00 per share from approximately $7.00 per share in less than 3 months. The findings stated that Eddie Segur violated Arkansas’s securities rules by making unjustified or untruthful representations that securities sold will subsequently become listed or traded, or making representations that the securities will be subject to an increase in value.

Additionally, FINRA reports that the State of New Hampshire brought an enforcement action against Eddie Segur. Eddie Segur consented to a Cease and Desist and a $35,000 monetary fine, along with Spartan Capital Securities, LLC. The action alleged that Eddie Segur cold called a New Hampshire resident in violation of do-not-call and while unlicensed in New Hampshire.

If you lost any money on investments with Eddie Segur, you may be able to recover your losses from Fordham Financial Management, Inc., Four Points Capital Partners LLC, Blackwall Capital Markets, Inc. and/or Spartan Capital Securities, LLC This is because Fordham Financial Management, Inc., Four Points Capital Partners LLC, Blackwall Capital Markets, Inc. and/or Spartan Capital Securities, LLC had a duty to supervise Eddie Segur.

If you lost money on investments with Eddie Segur, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Fordham Financial Management, Inc., Four Points Capital Partners LLC, Blackwall Capital Markets, Inc. and/or Spartan Capital Securities, LLC, concerning Eddie Segur’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Eddie Segur and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

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