Douglas Wayne Studer (Doug Studer) Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Douglas Wayne Studer (Doug Studer) Barred from Securities Industry
Doug Studer was formerly licensed with Kovack Securities Inc., National Securities Corporation, and Prime Capital Services, Inc. Doug Studer was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 19, 2016. FINRA reports that Doug Studer consented to the sanction and to the entry of findings that Doug Studer refused to appear for on-the-record testimony as requested by FINRA in relation to an investigation into whether Doug Studer had violated Doug Studer’s employing member firm’s policy by being named in an elderly customer’s estate documents to inherit the customer’s waterfront condominium.
FINRA reports that an arbitration claim involving Doug Studer’s conduct with National Securities Corporation was filed, alleging unauthorized trading. This arbitration claim was settled for $60,010.
FINRA also reports that Doug Studer filed for chapter 7 bankruptcy in 2010.
If you lost any money on investments with Doug Studer, you may be able to recover your losses from Kovack Securities Inc., National Securities Corporation, and/or Prime Capital Services, Inc. This is because Kovack Securities Inc., National Securities Corporation, and Prime Capital Services, Inc. had a duty to supervise Doug Studer.
If you lost money on investments with Doug Studer and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Kovack Securities Inc., National Securities Corporation, and/or Prime Capital Services, Inc concerning Doug Studer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Doug Studer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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