Donald Edward Simmons (Donald Simmons) Formerly Licensed with LPL Financial LLC - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Donald Edward Simmons (Donald Simmons) Formerly Licensed with LPL Financial LLC
From 2001 until Donald Simmons’ resignation in 2016, Donald Simmons was licensed with LPL Financial LLC. Donald Simmons was subsequently licensed with Purshe Kaplan Sterling Investments. According to FINRA’s records, Donald Simmons resigned from LPL Financial LLC on June 1, 2016. LPL Financial LLC reported to FINRA that Donald Simmons resigned amid allegations that Donald Simmons provided factually inaccurate information to one or more clients in written correspondence.
If you lost any money on investments with Donald Simmons, you may be able to recover your losses from LPL Financial LLC and/or Purshe Kaplan Sterling Investments. This is because LPL Financial LLC and Purshe Kaplan Sterling Investments had a duty to supervise Donald Simmons.
If you lost money on investments with Donald Simmons and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and/or Purshe Kaplan Sterling Investments concerning Donald Simmons’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Donald Simmons and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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