Dennis Coral Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments
Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments - Dennis Coral Suspended from Securities Industry
Dennis Coral has been licensed with International Assets Advisory, LLC since March 2017. Dennis Coral was formerly licensed with Kovack Securities, Inc., SunTrust Investment Services, Inc. and Morgan Stanley. Dennis Coral was suspended from the securities and investment banking industry for 15 days by the Financial Industry Regulatory Authority (FINRA). FINRA reports that Dennis Coral consented to the sanction and to the entry of findings that Dennis Coral shared in losses sustained by Dennis Coral’s member firm’s customer by depositing $34,935 of Dennis Coral’s personal funds into the customer’s account. The findings stated that specifically, Dennis Coral deposited two checks drawn on Dennis Coral’s personal bank account in the amounts of $24,715 and $10,220, respectively, into the account of the firm’s customer. According to FIRNA, Dennis Coral deposited the checks in the customer’s account, without the firm’s prior knowledge or approval, and without having previously contributed to the account, to reimburse the customer for losses totaling approximately $34,934 sustained in connection with the customer’s purchases of Puerto Rican bond holdings that Dennis Coral recommended.
If you lost any money on Puerto Rico Bonds or other investments with Dennis Coral you may be able to recover your losses from International Assets Advisors, LLC, Kovack Securities, Inc., SunTrust Investment Services, Inc., and/or Morgan Stanley. This is because International Assets Advisors, LLC, Kovack Securities, Inc., SunTrust Investment Services, Inc., and Morgan Stanley had a duty to supervise Dennis Coral.
If you lost money on Puerto Rico Bonds or other investments with Dennis Coral and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against International Assets Advisors, LLC, Kovack Securities, Inc., SunTrust Investment Services, Inc., and/or Morgan Stanley concerning Dennis Coral’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Puerto Rico Bonds or other investments with Dennis Coral and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Dennis Coral, Coral, Puerto Rico Bonds, Kovack Securities, Kovack, SunTrust, International Assets Advisory, International Assets, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities,Back to Blogs