Deborah Sue Hofman (Debbie Hofman) a/k/a Debbie Smith and Deborah Smith, Fired by LPL Financial LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

Deborah Sue Hofman (Debbie Hofman) a/k/a Debbie Smith and Deborah Smith, Fired by LPL Financial LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2008 until Debbie Hofman’s firing in 2012, Debbie Hofman was licensed with LPL Financial LLC. According to FINRA’s records, Debbie Hofman was fired by LPL Financial LLC on June 8, 2012. LPL Financial LLC reported to FINRA that Debbie Hofman was terminated by related bank for violation of the bank’s policy on falsifying bank documents.

FINRA also reports that a complaint involving Debbie Hofman’s conduct with LPL Financial LLC was filed, alleging misrepresentation by Debbie Hofman regarding the purchase of a brokered CD. This complaint was settled. 

If you lost any money on investments with Debbie Hofman, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Debbie Hofman.

If you lost money on investments with Debbie Hofman and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Debbie Hofman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Debbie Hofman, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

 

Keywords: Deborah Sue Hoffman, Hofman, FINRA, Debbie Smith, LPL Financial, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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